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Section 125 Cafeteria Plans:
The Top Five Issues for Employers

401(k)ology - The Impact of Mergers & Acquisitions

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401(k) plans are directly impacted by M&A transactions of the entities that sponsor them.

What happens with the 401(k) plans depends on the type of M&A transaction and whether the plan is addressed before the deal closes, or not. 401(k) plans should be considered when the sponsor is entering into any M&A transaction but are oftentimes an afterthought to the deal.

This session of Newfront Retirement Services Office Hours covers the types of business transactions, plan considerations and how planning ahead will avoid compliance problems before, during and after the transaction.



Thursday, August 25, 2022
11:00am - 12:00pm PT



This webinar will be recorded for future listening and will be emailed to all registrants. 

Topics for Discussion

  • Transaction Basics: The difference between stock transactions, asset transactions, mergers and spin-offs
  • Plan Consideration: Can separate plans be maintained, can one be terminated, must they be merged
  • Transition Period: Special grace period where plans can operate separately, at least for a while 
  • Plan Documents: What employees are covered by each plan and when 
  • Compliance Issues: Coordination of nondiscrimination testing and 5500 filings 
  • Planning Ahead and Best Practices: How to avoid retirement plan chaos

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Ready to get started? Sign up now!

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Speaker

Joni L. Jennings
Compliance Manager
Newfront Retirement Services, Inc.
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